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Director @ Troi Search | Matching top talent in Software, Embedded Systems, Cyber Security & Business Applications with top tier clients.
Oxfordshire, 5 days per week in office
Troi Search are delighted to be working once again with a UK-based wealth management client. They provide comprehensive financial services to individuals, families, and businesses. Headquartered in Oxfordshire, the company offers a range of services including investment management, financial planning, tax advice, and employee benefits.
We are looking for an experienced Risk Manager to embed and maintain an effective company wide risk management framework.
Key Responsibilities
* Lead a full review and update of the Risk Management Framework, including documentation, processes, and policies.
* Implement the findings and recommendations from an independent third-party risk assessment.
* Conduct comprehensive risk assessments to identify and analyze potential threats to operational and financial stability.
* Maintain and update the Risk Register to reflect accurate taxonomy, scoring, ownership, and control effectiveness.
* Develop or revise risk models, appetite statements, and assessment criteria.
* Prepare and deliver clear, actionable reports and presentations to senior stakeholders and governance committees.
* Identify and address any gaps in existing risk controls and make recommendations for improvement.
* Ensure regulatory compliance with all applicable standards including conduct, consumer outcomes, and documentation obligations.
* Contribute to training, procedural development, and internal compliance systems improvements.
Skills & Experience
* Prior experience in a similar risk-focused role within financial services or a regulated industry.
* Strong understanding of risk identification, assessment methodologies, and regulatory expectations.
* In-depth knowledge of FCA requirements, including MiFIDPRU, SYSC, and conduct risk obligations.
* Strong grasp of capital adequacy, liquidity risk, and ICARA methodology.
* Excellent analytical, report-writing, and communication skills at all levels.
* Ability to manage own workload and work within a small team.
* Knowledge of business processes, standards, policies and procedures.
* Excellent organisational skills.
* Knowledge of Microsoft Word, Excel, Outlook and ideally Intelligent Office.
*Unfortunately we don't provide sponsorship/relocation for this position, you must have full rights to live/work in the UK*
Sound like you? Apply now!
Seniority level
* Seniority level
Mid-Senior level
Employment type
* Employment type
Full-time
Job function
* Job function
Accounting/Auditing and General Business
* Industries
Investment Management
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