Job Description
Mortgage Compliance Officer/Office Manager
Salary: £30k-£40k pro rata DOE + company benefit package
Location: Hove – Office based
Hours: P/T 22.5 hour week (flexible on days)
An excellent opportunity has arisen for an experienced Mortgage Compliance Officer / Office Manager to join a well-established and highly regarded financial services firm based in Hove.
This role offers the chance to play a key part in supporting the firm’s regulatory compliance while also helping to ensure the smooth day-to-day running of the office. It would suit a detail-oriented compliance professional with strong knowledge of the mortgage or financial services sector, who enjoys working within a collaborative and supportive team environment.
Responsibilities:
* Monitor and maintain compliance with UK financial services regulations and FCA requirements.
* Conduct compliance audits and risk assessments, identifying and addressing potential regulatory risks.
* Review and maintain internal policies and procedures to ensure ongoing regulatory alignment.
* Interpret and communicate regulatory changes and their impact on the business.
* Support the oversight and supervision of advisers to ensure regulatory compliance.
* Manage FCA regulatory reporting, including collation of data and submission of regulatory returns.
* Oversee the onboarding and due diligence of new advisers and appointed representatives.
* Investigate and report any compliance irregularities or potential breaches.
* Provide compliance guidance and training to colleagues across the business.
* Assist with the general management of the office, including HR administration, staff onboarding and operational support.
The right candidate will have the following skills and experience to apply:
* Previous experience in a compliance role within the mortgage or financial services sector.
* Strong knowledge of UK regulatory requirements, including FCA rules and Consumer Duty.
* Understanding of anti-money laundering (AML), financial crime prevention and compliance monitoring.
* Excellent attention to detail with a methodical and organised approach to compliance work.
* Strong communication skills with the ability to support, guide and train colleagues.
* Comfortable working independently while also collaborating with a wider team.
This is a fantastic opportunity to join a friendly, proactive and professional team that offers a great working environment and flexibility on working hours. To be considered for this role please submit your CV.