CASS MANAGER – GOOD EXPERIENCE OF FCA CASS REGULATIONS REQUIRED
Ref: 4163D
We are recruiting for our client, a leading Financial Services Group, to hire an experienced Cass Specialist with strong CASS knowledge, particularly CASS 6, 7 and 8. The role involves managing a small team and includes the following responsibilities:
* Support the design and implementation of a first line CASS oversight function within operations
* Support operations in delivering strategic goals for process improvement
* Support the business on CASS technical query escalations
* Prepare and deliver CASS adherence reports/opinion to the Executive Team and the Board
* Liaise with and advise the relevant teams on their regulatory CASS activities such as reconciliations, cash management, deposit allocations
* Undertake trend analysis on breaches and near misses, providing guidance and suggesting process revisions where appropriate
* Maintain skills and knowledge to adhere to the training and competence standards, undertake overseer activities as nominated
* Work closely with the 2nd line risk and compliance function in managing changes to the CASS regulatory environment
* Complete weekly, monthly and annual review of CASS breach log and risk profiling, including reviews of CASS risk appetite and RAG ratings
* Provide CASS SME support as required for change programmes and propositional change
* Produce and maintain CASS policies/frameworks as required
* Feed into CMAR submission and handle any escalations arising
You should have strong CASS experience and knowledge, particularly CASS 6, 7 & 8. This is a great opportunity to join a rapidly expanding company at an exciting time with plenty of opportunities for internal progression. The role is 2–3 days per week in our Bath office, a 4 minute walk from the station.
If you are interested, please send your details to our Managing Director, David Symes, FCA, at david@compliancerecruitment.com (including contact number). We will only contact successful applicants; your details will not be shared without your explicit permission.
Seniority level
Mid‑Senior level
Employment type
Full‑time
Location
Bath, England, United Kingdom
Base pay range
This range is provided by Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid). Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
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