Job Description
Compliance Manager – Independent Financial Advice Sector
Maidenhead, Berkshire
£55,000–£85,000
Hybrid Working
Are you looking for a role where you can genuinely shape the future of a growing Wealth Management business? This role offers the opportunity to join a firm enjoying consistent year-on-year organic growth, backed by the capital strength of a wider network — yet with zero risk of being swallowed by a consolidator. Senior management are actively expanding the business and need a stronger, more strategic compliance function to match their long-term ambitions. You’ll join the senior leadership team, influence business planning, and help steer future growth.
This role genuinely offers a long term career and can potentially offer a route to board membership as well.
About you
Are you a proactive, creative and forward-thinking compliance professional who wants full ownership of a vital function inside an expanding Independent Financial Advice business? This is your opportunity to take a Compliance Manager role and shape it into your own vision of what exceptional compliance should look like.
About the Role
As Compliance Manager, you will be at the centre of the firm’s regulatory i...