KYC Quality Control Reviewer - AssociateJob Description
Leverage your analytical skills and build strong stakeholder relationships in a fast-paced setting!
As a Quality Control Reviewer in KYC Operations Team you will be responsible for performing end to end quality reviews of KYC profiles to ensurepliance with corporate and local regulatory standards for new clients, incremental new business, periodic reviews and remediation of existing relationships. You will be familiar with working in fast paced and flexible Operational & Analytical Environment and you will be able to evaluateplex and lengthy KYC/AML documents in order to ensure full adherence to regulation requirements. Effectivemunication skills are a key part of this role as you will be required to build and maintain strong working relationships in a changeable environment.
Job responsibilities
1. Performs end to end quality review of KYC profiles for accuracy,pleteness and validity, ensuring that the KYC records adhere to stringent JP Morgan standards for KYC and global regulatory requirements
2. Manages personal workload and priority items, and ensures timely escalation of key risks/issues to management
3. Keeps informed of and applies any changes to processes, procedures and regulatory change
4. Provides responses on areas identified by Audit and Regulator reviews in line with requirements stipulated by the Controls Team
5. Partners with management to ensure KPI's are in line with business requirements, monitors metrics reporting, highlights concerns, proposes resolution, tracks progress and supports management with additional tasks such as prioritisation, escalations, workflow management, team oversight, recruitment and group initiatives
6. Develops strong partnerships with key stakeholders, proactively builds and maintains relationships across the firm
7. Identifies and executes process improvements and provides Subject Matter Expert support on key process and technology initiatives
Required qualifications, capabilities, and skills
8. Relevant experience in the Financial Industry in KYC/AML
9. Strong verbal and writtenmunication skills with ability to influence others and build successful relationships
10. Excellent analytical and research skills, detail oriented, ability to deep-dive and investigate issues to reach a successful resolution to applicable parties end to epass and analyse large sets of data
11. Strong time management skills, self-directing and capable of dealing with high pressure, time sensitive tasks
12. Quality-focused work ethic with a strong controls mind-set
13. Able to demonstrate flexibility and operate in a changeable environment
Preferred qualifications, capabilities, and skills
14. Prior experience as Quality Control Reviewer
15. KYC/AMLpliance/Audit/Regulation/Risk & Controls knowledge
16. Excellent attention to detail
17. Working knowledge of risk factors that may impact specific products and industries
About Us
Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations,ernments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at ourpany. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable amodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an amodation.
About the Team
Morgan'smercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations,ernments and institutions throughout the world entrust us with their business in more than 100 countries. Themercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world. Job ID 300069354707015