Well established Legal firm seeks a suitable Risk & Compliance Officer with 2 to 5 years experience in a law firm or professional services.
ROLE
* Client onboarding.
* AML/SAR - analysing documentation and reporting back to the MLRO.
* Assisting with any and all source of funds and source of wealth investigations, reviewing and documenting findings/questions.
* Credas/EIDV - admin for the ID portals, ensuring that everyone has the relevant access, guidance and support when using the portals.
* Any and all ongoing monitoring alerts regarding PEPS and Sanctions.
* Complaints - confidently handling complaints, investigating and dealing with the firm's response to the complainant.
* Accreditation & Audits - dealing with regulatory audit experience is necessary. Ensuring all documents are compiled and ready for audit by the relevant auditor.
* Policy updates.
* Manage the Risk email inbox - responding to and assisting with responses to the risk emails.
* Researching new or planned changes suggested by SRA/Law Society/authorising bodies.
* Ensuring updated Sanctions lists are forwarded as and when received.
* Undertakings - logging new undertakings onto the system and ensuring that these are monitored and updated at regular intervals.
* Price transparency - checking all is up to date with the HOD and amending where needed.
* CQS - annually assisting HOD of residential with CQS accreditation, booking and monitoring of all training to ensure that we are compliant with CQS.
* General risk admin duties.
REQUIREMENTS
* Ability to comfortably speak to people of varying degrees of seniority.
* 2-5 years experience in a law firm or professional services.
* Skilled with GDPR considerations.
MORE INFO
* Fully office based
* Monday - Friday 9am - 5pm
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