Job Description
Are you a compliance professional with a keen eye for regulatory detail and a passion for financial crime prevention? my client is looking to further bolster their Compliance Assurance team. This role plays a vital part in delivering independent reviews that help ensure our organisations compliance with regulatory standards and internal controls.
Key Responsibilities
* Plan and lead independent Compliance Assurance reviews in line with the annual review plan and internal methodology.
* Build strong working relationships with stakeholders and collaborate throughout the review process.
* Produce high-quality reports outlining findings, root causes, and agreed remedial actions.
* Maintain clear and thorough documentation of review activities.
* Assess business processes against relevant regulatory frameworks and internal policies.
* Track follow-up actions to ensure timely and effective resolution.
* Support junior team members and deputise for the Team Leader when required.
1. What We’re Looking For
2. Experience in Internal Audit or Compliance Assurance, ideally in the banking sector.
3. Strong knowledge of UK and international regulatory frameworks, including AML, CTF, Sanctions, ABC, and Fraud.
4. Excellent communication, analytical, and report writing skills.
5. Fluency...