A leading Specialty Insurer within the London Insurance market is seeking a Head of Compliance to lead the design & implementation of its compliance framework.
Purpose of the Role
1. The Head of Compliance will oversee all compliance activity across the business, ensuring adherence to FCA, PRA, and Lloyd’s standards.
2. Working closely with senior management, this individual will play a key role in embedding a strong compliance culture and ensuring the business maintains effective systems and controls aligned to regulatory expectations.
Duties
3. Lead regulatory workstreams associated with establishing a Lloyd’s Managing Agency.
4. Act as the primary liaison with the PRA, FCA, and Lloyd’s for all related
5. Lead the compliance function across all Lloyd’s and company market operations.
6. Provide expert advice to business leaders on regulatory matters and emerging risks.
7. Design and maintain a Compliance Monitoring Plan and training framework.
8. Ensure compliance with Conduct Risk and Consumer Duty requirements.
9. Partner with Underwriting, Operations, Finance, and IT to embed compliance into all operational processes.
10. Represent the business at industry forums and maintain strong relationships with market regulators.
Skills & Experience
11. Proven experience in a senior compliance role within the London insurance market.
12. Strong understanding of FCA, PRA, and Lloyd’s regulatory frameworks.
13. Excellent communication and stakeholder management skills.