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Compliance officer

Wath-upon-Dearne
Optimise by Recruitment
Compliance officer
Posted: 12 January
Offer description

Our client is a high-growth, award-winning consumer finance lender that's scaling fast, breaking records monthly, and building a reputation for doing things the right way. They partner with a large network of national suppliers and are known for their human approach, strong culture, and serious growth trajectory.

As the business expands, they're creating a brand-new role to strengthen regulatory controls and support their next phase of growth. This is FCA regulatory oversight of introduces and brokers.

The Role

* Lead risk-based reviews and audits of suppliers, introduces and principal brokers
* Verify FCA permissions, training, scripts, policies and customer-facing processes
* Review call recordings and advertising to ensure compliant introductions
* Monitor financial stability via CreditSafe, complaints and conduct data
* Support supplier on-boarding with second-line checks
* Produce clear reporting for governance forums and senior stakeholders
* Build strong relationships while confidently challenging when needed

About You

* Background in financial services compliance, risk, audit or oversight
* Strong working knowledge of FCA regulation
* Comfortable analysing financial information and conduct risks
* Confident communicator who can influence senior stakeholders
* Proactive, detail-driven, and able to work independently

Why Join?

* Be part of a genuinely people-focused, fast-scaling lender
* Join a business that's hitting milestone after milestone and investing heavily in its future
* Shape and own a brand-new oversight function
* Real long-term progression as the supplier network and the oversight team grows
* £30–35k salary + discretionary bonus, pension, on-site parking

Apply Now

If you want to make your mark in a high-growth, values-driven finance business while owning a critical regulatory role, we'd love to hear from you.

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