Training and Competence Supervisor, Basingstoke
Client:
Clayton Davies
Location:
Basingstoke
Job Category:
Other
EU work permit required:
Yes
Job Views:
4
Posted:
07.06.2025
Expiry Date:
22.07.2025
Job Description:
Training and Competency Supervisor
Our client, a leading wealth management firm dedicated to delivering tailored financial solutions and exceptional service to their clients, is looking for a T&C Supervisor to join their team. The role focuses on upholding and enhancing the quality and capability of their adviser population.
The T&C Supervisor will support the development, supervision, and ongoing competence of financial advisers. Responsibilities include ensuring regulatory standards are met and fostering a culture of professional excellence. This role is key to maintaining the integrity and effectiveness of their advice model through proactive supervision and structured training.
Role & Responsibilities:
* Supervise and support advisers in line with the firm’s T&C scheme and FCA requirements.
* Conduct observations, coaching, and assessments of advisers.
* Monitor KPIs and risk indicators to identify training needs.
* Lead induction training for new advisers and support ongoing development.
* Collaborate with Compliance, Risk, and Learning & Development teams to improve the T&C framework.
* Provide MI reports and contribute to audits and reviews.
* Promote ethical advice and continuous learning within the adviser community.
Requirements:
* Proven experience in a T&C-related role.
Due to high application volume, not all applicants will receive responses. If not contacted within 7 working days, you have not been shortlisted.
Clayton Davies acts as an employment agency for this client.
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