Compliance Administrator (Entry Level)
Location: Warrington, WA1 (Fully Onsite)
Hours: Monday to Friday, 9:00am - 5:00pm (35 hours/week)
Salary: National Minimum Wage (age dependent)
Contract: Permanent | Full Training Provided
We are recruiting on behalf of a well-established financial services firm for an entry-level Compliance Administrator to join their in-house compliance team. This is an ideal role for someone looking to begin a career in financial services, with full training and development provided in a regulated environment.
You'll support the Compliance Manager in the day-to-day delivery of the firm's compliance framework - including file checking, recruitment onboarding, regulatory reporting, and administrative support across compliance processes.
Key Responsibilities:
1. Assist in auditing new business files and tracking remedial actions
2. Provide pre-sale and induction support to advisers to ensure files meet FCA standards
3. Review and log marketing materials to ensure they are clear, fair, and not misleading
4. Maintain adviser records, manage compliance inbox queries, and support monthly reporting
5. Administer recruitment processes including due diligence, referencing, and FCA applications
6. Support onboarding of new advisers - systems access, inductions, and training completion
7. Monitor adviser competence progressio...