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Client:
Coopman Search and Selection | B Corp
Location:
dartford, United Kingdom
Job Category:
Other
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EU work permit required:
Yes
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Job Views:
4
Posted:
04.06.2025
Expiry Date:
19.07.2025
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Job Description:
Coopman Search and Selection is partnering with a top-tier multi-strat hedge fund with approximately $3 billion AUM, seeking to hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst.
In this role, you will support the Head of Compliance as a senior member of the Compliance team, assisting with the daily operations of the global compliance program.
Key Responsibilities:
* Assist in establishing training programs to ensure effective development
* Manage the routine compliance monitoring program
* Conduct market abuse monitoring, including trade reviews
* Research new and emerging legal and regulatory areas
* Maintain compliance registers (personal trading, breaches, errors, incidents, gifts, entertainment)
* Oversee the firm’s restricted lists and sanctions monitoring
* Prepare compliance reports for the board and clients
* Review and approve marketing materials; advise on marketing regulations across jurisdictions
* Handle regulatory reporting and staff attestations
Experience Required:
* 4-8 years in financial services, preferably within hedge funds or asset management
* Generalist compliance experience
* Strong knowledge of FCA & SEC regulations
* Understanding of fund structures like UCITS, Cayman, and managed accounts
* Energetic, driven, resilient, and capable of thriving in a fast-paced environment
For a confidential discussion or further information, please contact [emailprotected]
As a Certified B Corporation, we operate differently, focusing on sustainable growth and stakeholder interests. Recognized globally as a company that operates for good, we value professional development and collaboration, fostering a great workplace environment.
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