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Senior compliance executive - emea compliance monitoring

Henley-on-Thames
OppenheimerFunds Distributor, Inc
Compliance executive
Posted: 23 March
Offer description

Description

We have an outstanding benefits package which includes:

1. Company-provided healthcare

2. A competitive annual leave allowance

3. Flexible working options, including hybrid working arrangements

4. Generous pension provisions

5. Income protection

6. Health and wellness benefits

7. Volunteering days

8. Enhanced parental leave

9. Life insurance

What we are looking for

Join Invesco’s EMEA Compliance Monitoring team and play a key role in safeguarding the integrity of our business.

We are looking for a Senior Compliance Executive to join our Henley-based team, contributing to a robust, risk-based compliance monitoring programme across our EMEA business.

In this role, you will help ensure that our activities align with regulatory expectations and deliver fair outcomes for our clients—while continuously enhancing our compliance framework in a dynamic and evolving environment.

You'll be responsible for:

As part of the EMEA Compliance Monitoring team, you will:

10. Lead and contribute to thematic and continuous monitoring reviews across EMEA, including international offices and third-party providers

11. Manage the end-to-end review lifecycle, including planning, fieldwork, stakeholder engagement, reporting, and action tracking

12. Support ongoing monitoring and trade surveillance activities, working closely with global centres of excellence

13. Contribute to compliance input in strategic projects and change initiatives

14. Produce and support management reporting for CCOs and senior stakeholders

15. Partner with Compliance Advisory teams to translate findings into actionable insights and guidance

16. Build and maintain strong relationships with key stakeholders across the business

17. Champion a culture of continuous improvement, proactive challenge, and high-quality delivery

You'll need to have:

18. Proven experience in compliance monitoring, audit, consulting, or a regulatory role within asset management

19. Strong knowledge of EMEA regulatory frameworks (e.g. FCA, CBI, CSSF, BaFin, AMF)

20. The ability to lead complex, cross-regional reviews with confidence and credibility

21. Excellent communication and influencing skills, both written and verbal

22. A self-starter mindset, with the ability to work independently and drive initiatives forward

23. Strong analytical skills and a high level of attention to detail

24. The ability to prioritise effectively and deliver to deadlines in a fast-paced environment

25. A collaborative, team-oriented approach

26. Degree in Business, Finance, or a related field or equivalent experience

27. Background in compliance or audit preferrable

28. Additional French or German language skills are advantageous

29. A mindset that is curious, proactive, and committed to continuous learning

30. Personal impact: energetic, resilient, and confident in challenging the status quo


Disability Confident Scheme

Applicants who opt in to the Disability Confident Scheme and meet the ‘minimum criteria’ for the role will be offered an interview. We are committed to providing an inclusive recruitment process for all candidates who make an application. By opting-in to this scheme, applicants will be disclosing that they have a disability solely for the purpose of the Disability Confident Scheme.

The Disability Confident Scheme only guarantees an interview – it does not automatically mean that applicants interviewed will gain employment with Invesco at that time.

To apply through the Disability Confident Scheme, you’ll need to firstly ensure you have applied for the role via our external careers page. Following this, you’ll need to email us at confirming your wish to opt-in, alongside your contact details and the title of the role you wish to apply for.

Full Time / Part Time

Full time

Worker Type

Employee

Job Exempt (Yes / No)

Yes

Workplace Model


Pursuant to Invesco’s Workplace Policy, employees are expected to comply with the firm’s most current workplace model, which as of October 1, 2025, includes spending at least four full days each week working in an Invesco office. This reflects our belief that spending time together in the office helps us build stronger relationships, collaborate more easily, and support each other’s growth and development.

If this sounds like you, we’d love to hear from you! We want all of our candidates to shine during the application and selection process, so if you need any adjustments to be made, please send an e-mail to emea- Please include your name, the job you are interested in, and the type of adjustment you need (for example; breaks during your interview, remote interviews, additional time for assessments or other required adjustments)

We promote a working environment that welcomes everyone and creates inclusive teams, celebrates difference and encourages everyone to be themselves at work.

Our commitment to the community and environmental, social and governance investing:
We partner with charitable organisations globally to make an impact in the communities where we live and work. Our people are encouraged to support the charities they feel most passionate about. We are also committed to environmental, social and governance (ESG) investing. We serve our clients in this space as a trusted partner both on specific responsible investment product strategies as well as part of our commitment to deliver a superior investment experience.

Recruitment Agencies:
Invesco has an in-house recruitment team, which focuses on sourcing great candidates directly. Invesco will not accept unsolicited resumes from agency or search firm recruiters. Fees will not be paid in the event a candidate submitted by a recruiter without an agreement in place is hired. When we do use agencies, we have a PSL in place, so please do not contact hiring managers directly.

Regulatory:
This position may fall in-scope of one or multiple regimes/directives.

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