Key Responsibilities
* Lead the execution of QA/QC frameworks across KYC, AML, and EDD.
* Act as the senior interface for s166 engagements and regulatory remediation.
* Provide strategic oversight on high-risk client onboarding and ongoing due diligence.
* Collaborate with 1LOD and regional compliance teams to drive continuous improvement.
* Represent the firm in discussions with UK and EU regulators.
Qualifications
* Proven experience in a senior 2LOD compliance role within financial services
* Led a Quality Control and/or Enhanced Due Diligence function
* Strong knowledge of UK/EU AML regulations and regulatory expectations
* Direct experience managing Skilled Person reviews (s166)
* Excellent stakeholder engagement and regulatory communication skills
Rate to be discussed
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