Overview
A hands-on interim Head of Compliance role (SMF16) within a small, flat-structured bank, responsible for leading regulatory compliance oversight and supporting the CRO across all governance and control matters.
Responsibilities
* Act as SMF16, overseeing the bank’s compliance framework and ensuring adherence to FCA and PRA requirements.
* Provide regulatory advice and guidance to the CRO, Board, and senior management.
* Maintain and enhance compliance monitoring and control frameworks.
* Lead regulatory horizon scanning and ensure timely implementation of new rules and policies.
* Manage compliance reporting, MI, and escalation of key risks to governance committees.
* Support training and awareness across the business, promoting a strong compliance culture.
Requirements
* Proven experience as SMF16 (or Deputy) within a UK-regulated banking environment.
* Strong technical understanding of FCA and PRA regulations.
* Hands-on approach with willingness to engage in both strategic and operational tasks.
* Excellent stakeholder management and communication skills.
* Immediately available or on short notice for a 6-month FTC.
Details
* Seniority level: Director
* Employment type: Full-time
* Job function: Consulting
* Industries: Banking and Investment Banking
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