Job Description
Salary: £70,000 - £90,000 + Bonus & Benefits
London: 3 days per week in the office
Lutine Bell are working with a Global Insurance organisation who are looking to appoint a Compliance Manager into their expanding Compliance function.
You will be a key member of the Compliance Function, delivering on items within the Compliance Plan, including leading our SMCR and horizon scanning frameworks, and overseeing regulatory change management.
Key Responsibilities:
1. Lead the activities linked to the firm’s SMCR framework, including Statements of Responsibilities, Handover documents, Management Responsibilities Maps, and Fitness & Propriety assessments.
2. Lead the onboarding and offboarding of Senior Managers and Certified Persons across the UK-regulated entities.
3. Conduct regulatory horizon scanning and maintain up to date knowledge of UK regulators (FCA, PRA, Lloyd’s), Lloyd’s Europe, and international regulators, where relevant.
4. Provide subject matter guidance and oversee the implementation of required changes to policies, controls and business processes.
5. Oversee the preparation and submission of regulatory returns and licensing applications, ensuring accuracy, completeness, and timeliness.
6. Provide technical guidance and quality assura...