* Collating of client data to provide a detailed client overview.
* Forensic Analysis of Client Factfind, Ceding Scheme Information and Clients Objectives to provide basis for research and solutions.
* Use of risk profiling and fund analysis tools to provide detailed analysis of clients’ holdings, performance, risk, diversification, and reduction in yield.
* Assistance in the production of Suitability Letters.
* Responsibility for ensuring the Clients Compliance file is complete and correct for checking by the Compliance Manager.
* Use of Cashflow modelling tools to provide detailed analysis of retirement planning and income options.
* Attending client meetings, note taking and action point noting to be delegated to the administration team.
* Ad Hoc project work as and when required in order to comply and stay ahead of legislation and FCA regulations.
* Maintenance and management of the New Business Register, including regular reporting of Management Information to assist in T&C.
* Working with other Professional Advisers to collate client information and assist in the holistic advice process.
* Coordinating the administration function to ensure activities are completed accurately and within agreed timescales.
* All other proactive activities to support the advice process and to support the compliance team.
Knowledge:
1. You will ideally hold or be working towards a...