Responsibilities
of Head ofpliance:
1. Providing full regulatory oversight including owning the relationship with the FCA
2. Maintaining and enhancing internalpliance frameworks
3. Updating policies and providing business-wide training
4. Overseeing the new client KYC on-boarding process
5. Overseeing all monitoring and reviews
6. Leading global team projects and providing strategic initiatives and direction.
7. Managing and mentoring a small team.
Attributes and Requirements for Head ofpliance
You will ideallye from a securities trading or electronic trading background and you must have strong working knowledge of derivatives and Exchange rules. Salary: £150K plus bonus, benefits and hybrid working.
Job ID ML101