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Surveillance and monitoring - senior compliance analyst

London
Austin Andrew
Compliance analyst
Posted: 30 June
Offer description

Surveillance and Monitoring - Senior Compliance Analyst


Surveillance and Monitoring - Senior Compliance Analyst

This range is provided by Austin Andrew. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.


Base pay range

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The Senior Compliance Analyst will support the Firm’s regulatory objectives to counter the risk of market abuse, financial crime and/or other conflicts as they may arise

Job Duties

* Deploying market abuse trade surveillance and e-comm’s surveillance tools
* Prepare market abuse risk assessments
* Conduct trade and e-comms monitoring activities
* Work with key stakeholders to identify and investigate suspicious trading activity
* Keep abreast of and update key stakeholders with respect to regulatory developments in the area of market abuse, financial crime, and sanctions
* Where required support the implementation of new market abuse trade surveillance and e-comms software

Education, Experience and Skills

Required Education and Experience:

* Experience working in the Financial Sector, preferably at an asset manager or hedge fund

Preferred Education and Experience:

* Knowledge in financial products, hedge fund trading strategies and the regulatory environment
* A passion for problem solving and analysing data


Seniority level

* Seniority level

Mid-Senior level


Employment type

* Employment type

Full-time


Job function

* Job function

Analyst
* Industries

Investment Management and Venture Capital and Private Equity Principals

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