Paraplanner (IFA) - London, Harrow
Our client is seeking a talented Paraplanner to join their team in Harrow. This key role involves supporting Wealth Planners with financial strategies, plans, and products for clients.
Key Responsibilities:
1. Adhere to Management System & Controls
2. Maintain up-to-date knowledge of company policies and procedures
3. Ensure timely execution of adviser instructions
4. Collaborate with colleagues to ensure adherence to procedures and standards
5. Promptly refer client complaints and concerns to the Manager, Adviser, and Compliance Officer
6. Save all client documents and correspondence to ensure complete advice files
7. Maintain records according to company standards
8. Communicate effectively with colleagues, clients, and product providers
9. Attend regular Paraplanning meetings to discuss ongoing work and ensure consistent advice approach
10. Assist the wider team when capacity allows
11. Produce financial planning reports for adviser review, ensuring standards for suitability and quality
12. Analyze client portfolios and relevant information to prepare reports
13. Obtain illustrations and supporting documents for advice files
14. Prepare cash flow analyses as needed
15. Provide technical research to support recommendations
16. Liaise with Compliance department throughout the advice process
17. Serve as a technical reference for advisers
18. Build and maintain company/provider panels
19. Maintain workflow logs and update work requests
20. Close work items correctly on the CRM system
Candidate Requirements:
* Experience with complex IHT and estate planning
* Knowledge of VCT, EIS, and BR products
* Experience in pension and retirement planning
* Ability to perform carry forward and lifetime allowance calculations
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