If you are a strategic thinker passionate about driving solutions and mitigating risk, you have found the right team. Join our Testing Center of Excellence, where you'll ensure a strong and consistent control environment across the firm. This role offers a unique opportunity to work with a large Controls Testing team and help establish a newly formed organization, providing a solid starting point within the firm.
As a Risk and Control Testing Associate in the Testing Center of Excellence, you will execute independent risk-based evaluations of control design and effectiveness to mitigate compliance, conduct, and operational risks. You will oversee complex evaluations of business processes, utilizing sophisticated data analytics and engaging with senior stakeholders. This role offers an exciting opportunity to work on key risk initiatives and contribute to the firm's compliance with regulatory obligations and industry standards.
Job responsibilities:
1. Lead comprehensive control evaluations and substantive testing to assess control design and effectiveness.
2. Ensure compliance with internal policies and external regulations, identifying necessary remediation actions.
3. Collaborate with Compliance and Operational Risk Officers, developing test scripts and drafting reports.
4. Apply advanced critical thinking to evaluate high-risk business processes and identify improvement ar...