Job Description
We are currently working on a Compliance search for a boutique investment manager that are looking for a standalone compliance officer in London. The role report directly into the General Counsel in the US.
Responsibilities:
* Provide regulatory advice to the front office and sales teams.
* Assist in the operation, development, enhancement, and communication of the organisation's risk and compliance framework, focusing on risk mitigation and assessment.
* Manage the Compliance Monitoring Program and provide reports to the Board of Directors.
* Conduct day-to-day compliance monitoring
* Review Know Your Customer (KYC) documentation and support business teams in the due diligence process for clients/investors
* Oversee sanction screening processes and manage compliance reporting documentation when necessary.
Requirements:
* Must have experience covering Cayman Islands regulations and laws
* Strong fund management background
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