TheCompany AnestablishedandwidelyknownWealthManagementfirmservicingInvestmentManagementneedstoHigh-Net-WorthClients. TheRole Thisroleisa12monthFTC ThisagreatopportunitytojoinawidelyknownWealthManagementfirm.ThesuccessfulcandidateistoensurethatthebusinesshasacomprehensiveunderstandingofeachclientandtheAMLriskwhichtheyposetotheWealthManagementbusiness. TheClientFileReviewer/ClientDueDiligenceAnalystwillconfidentlyre-risktheclientrelationshipusingtheAMLriskratingtool,aswellasfocusingonthereviewofclientfiles. TheClientFileReviewer/ClientDueDiligenceAnalystistoundertakeaClientDueDiligencecompletenesscheck/datagapanalysischeckingthatClientDueDiligenceisappropriateforthelevelofriskwhichtheclientposestotheWealthManagementcompany-ensuringitiscompleteanduptodateandthatSourceofWealthandSourceofFundsinformationiscomplete. TheClientFileReviewer/ClientDueDiligenceAnalystwillcollectmissinginformationandchaseanyrequestedinformationbyconfidentlycommunicatingwithclients. TheClientFileReviewer/ClientDueDiligenceAnalystistoundertakeareviewoftheactivityontheaccount,makingsureitisalwayskeepingwithinexpectations.AswellasensuringthattheaccountstructureiscorrectlydocumentedandthatallpartiesarestoredinAvaloq,tobeincludedintheovernightscreening. TheCandidate 2-3yearsexperienceinasimilarClientFileReview/ClientDueDiligencerolewithinaWealthManagementorInvestmentManagementcompany. Highlevelofaccuracy/attentiontodetailqualityoutput ExcellentunderstandingofrelevantComplianceandawarenessofregulations(tobedevelopedintherole)escalatingareasofconcernorissueinatimelymanner. ProficientinWord,ExcelandOutlook KnowledgeoftheAvaloqsystem-useful Effectivecommunicator,withgoodcommunicationskills