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Risk and Compliance Assistant, Hemel Hempstead
Client:
Location: Hemel Hempstead, United Kingdom
Job Category: Other
EU work permit required: Yes
Job Views:
3
Posted:
04.06.2025
Expiry Date:
19.07.2025
Job Description:
Risk & Compliance Assistant
Larbey Evans is partnering with a US powerhouse litigation law firm to recruit a Risk & Compliance Assistant on an initial 12-month fixed-term contract.
* Salary up to £55,000
* Working hours: 09:30-17:30 with hybrid working (3 days office / 2 days remote)
* Benefits include 25 days’ annual leave, gym/fitness membership contributions, wellbeing packages, etc.
The successful candidate will support regulatory and legal compliance matters, including AML and SRA's OFR regime, reporting to the London Office Manager, COLP, COFA, and MLRO.
Key Responsibilities:
* Provide administrative support to COLP, COFA, MLRO, including arranging meetings, managing follow-ups, quarterly/monthly checks, and assisting with audits and file reviews.
* Conduct and compile KYC checks for new clients, including engagement letters, New Business Memos, and background screening.
* Advise internal teams on AML and onboarding issues involving sanctions, PEPs, and adverse media.
* Ensure proper matter opening and maintenance with the finance team.
* Maintain the Risk Register, conduct risk assessments, design AML controls, and update compliance procedures as per regulatory changes.
* Manage Companies House records, risk documentation, and provide compliance guidance for UK-specific regulations to the US team.
Skills & Requirements:
* At least 2 years of Risk and Compliance experience in a law firm.
* Strong analytical, problem-solving, organizational, and prioritization skills.
* Proficiency in Windows-based software, Microsoft Word, and email.
* Knowledge of spreadsheets, databases, and presentation software.
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