Senior Compliance Manager
Salary: £120k + unlimited bonus
Contract: Permanent
We are seeking a proactive, experienced Compliance professional to join a growing Compliance function within a financial services firm (buy-side/fintech/digital asset focus). This is a key role for a confident candidate with 6-8 years of relevant compliance experience, including digital asset/crypto regulatory exposure.
Key Responsibilities
* Oversight & Monitoring: Lead the design and execution of the Compliance Monitoring Programme (e.g., PA Dealing, Conflicts, Gifts & Entertainment). Conduct compliance reviews, audits, and oversee financial promotions approval.
* Regulatory Advisory: Act as a trusted advisor on FCA, SMCR, AML/KYC, and digital asset regulatory obligations. Lead regulatory change implementation and provide input on new product development.
* Policy & Governance: Own the review and implementation of key compliance policies, procedures, and the Compliance Manual. Lead cross-functional projects and contribute to Board/Executive reporting.
* Culture: Support compliance training and champion a culture of proactive compliance.
Candidate Profile
* 6–8 years of compliance experience in financial services (preferably buy-side, fintech, or digital assets).
* Solid understanding of FCA regulation, AML/KYC, SMCR, and Financial Promotions rules.
* Digital asset/crypto compliance experience is a must-have.
* Proven ability to independently manage compliance monitoring and projects.
* Strong analytical, communication, and influencing skills.
* Highly self-motivated, proactive, and capable of operating autonomously.