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Compliance Admin Assistant, Swindon, Wiltshire
Client: Direct Commercial Limited
Location: Swindon, Wiltshire, United Kingdom
Job Category: Other
EU work permit required: Yes
Job Views: 3
Posted: 04.06.2025
Expiry Date: 19.07.2025
Job Description:
Direct Commercial is an award-winning commercial motor insurer entering an exciting period of growth. We are looking for a Compliance Admin Assistant based in or around Chelmsford to join our existing Compliance team. Our office is located in Chelmsford.
Business Management Responsibilities:
* Adhere to Company Policies and Procedures at all times
* Undertake all activities professionally and ethically
* Participate in internal meetings as required
Individual Conduct Rules:
1. Act with integrity
2. Act with due care, skill, and diligence
Role Overview & Responsibilities:
* Participate in DCL’s compliance functions, including monitoring regulatory changes and reviewing policies
* Develop understanding of FCA regulations and their application to UK insurance firms
* Assist with administration of complaints handling process
* Learn about FCA’s DISP rules and SMCR
* Assist with updates to company stationery and email footers in line with legislation
* Oversee COI policy, logging COI and gifts per procedures and the Bribery Act 2010
* Maintain SMCR framework
* Coordinate compliance training for staff and maintain records
* Prepare monthly compliance reports for management and partners
* Perform ad-hoc compliance tasks as needed
Skills Required:
* Strong team player with good collaboration skills
* Excellent organisational skills to manage multiple tasks
* Willingness to learn and adapt quickly
* Excellent written and verbal communication skills
* Experience in insurance or financial services is desirable but not essential
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