Job Description
We’re looking for an experienced compliance advisory professional to join a Tier 1 Bank, supporting oversight for Prime and Clearing & Execution activities. This is a fantastic opportunity to work in a fast-paced environment, providing expert advice, driving compliance strategy, and helping to shape a strong second line of defence.
Key Responsibilities:
* Provide compliance oversight and advice on Prime and Clearing & Execution business matters.
* Identify and assess compliance risks through reviews of business activities, processes, and systems.
* Investigate potential market abuse cases and risk events (e.g., insider dealing, market manipulation).
* Implement and monitor compliance policies, ensuring alignment with local and international regulations.
* Collaborate closely with the first line of defence, legal, and other risk functions.
* Oversee financial crime risks including money laundering or terrorist financing concerns.
What We’re Looking For:
* Strong Markets Compliance experience, ideally within Clearing & Execution (Futures and Options).
* Ability to work independently and collaboratively within a wider team.
* Familiarity with regulatory requirements and governance expectations.
* A data-led, strategic mindset with strong risk assessment and analytical skills.
Nice to Have:
* Experience in a fast-paced environment.
* Background in Compliance within Commodities.