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Compliance Officer - Multi Strat Hedge Fund, Cambridge
Coopman Search and Selection is delighted to partner with a top-tier multi-strat hedge fund with circa $3 billion AUM, seeking to hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst.
This role involves working as an experienced member of the Compliance team, supporting the global compliance programme's daily operations.
Key Responsibilities:
* Establishing training programs to ensure effective staff development
* Managing the routine compliance monitoring programme
* Conducting market abuse monitoring, including trade reviews
* Researching new and emerging legal and regulatory areas
* Maintaining compliance registers (personal trading, breaches, errors, incidents, gifts, entertainment)
* Overseeing the firm's restricted lists and sanctions monitoring
* Providing compliance reports to the fund's boards and clients
* Reviewing and approving marketing materials and advising on marketing regulations across jurisdictions
* Handling regulatory reporting and staff attestations
Experience Required:
* 4-8 years in financial services, preferably within a hedge fund or asset management
* Generalist compliance experience
* Strong knowledge of FCA and SEC regulations
* Understanding of fund structures such as UCITS, Cayman, and managed accounts
* High energy, drive for excellence, stamina, and ability to thrive in a fast-paced environment
For a confidential discussion or further information, please contact [emailprotected]
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