Job Description
Meraki Talent are working with a leading investment management business to help them identify a Compliance Manager – Private Markets.
The Compliance Manager will work as part of the Compliance Advisory team and a wider Compliance team to provide high quality compliance advisory support principally within Private Markets.
Proactively advising, challenging, reviewing, training and supporting the business to enable it to understand its regulatory responsibilities and to comply with regulation, delivering first class conduct risk mitigation and maximum business benefits.
Some of your duties will include:
1. Commercially focused compliance advisory support to the business in respect of one or more asset classes or business areas; proactively advising, challenging, reviewing, training and supporting the business to enable it to understand its regulatory responsibilities and to comply with regulation, delivering first class conduct risk mitigation and maximum business benefits.
2. Look ahead to and analyse emerging and developing regulation in order to be able to support business stakeholders in understanding direct and indirect impacts of this and to plan and implement required changes in a timely manner in order to stay compliant.
3. Ensure that own activity is focused in order to best deliver risk-based cond...