Our client, a leading global investment management firm, is seeking a Compliance Officer to join its London office. This is an excellent opportunity for a compliance professional with 3+ years’ experience in financial services, gained within a hedge fund, asset manager, investment bank, or broader regulated financial institution.
Reporting directly to the GC/CCO, you will support all aspects of the firm's compliance programme, including regulatory filings, compliance monitoring, trading surveillance, threshold reporting, market abuse controls, policy development, and employee training. The role also offers exposure to investor relations, fund structuring, and strategic business initiatives.
The ideal candidate will have strong knowledge of FCA regulations, familiarity with SEC requirements, excellent organisational and communication skills, and a proactive, solutions-oriented mindset. Experience with private funds and UCITS would be advantageous as would familiarity with relevant systems including Bloomberg, Enfusion, or FundApps.
This is a highly visible role offering broad exposure across the business and significant scope for professional development within a growing investment management platform.