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Compliance officer

Liverpool (Merseyside)
Broster Buchanan
Compliance officer
Posted: 24 February
Offer description

The Company

Our client, on of the UK's fastest growing financial services businesses is continuing to expand and as such, requires an experienced compliance professional to join their team.

The Team

A highly talented and close knit, friendly team awaits you. This team has a track record of training and developing people and progressing them quickly.

The role

Reporting to the highly experienced and supporting Head of Compliance, this role is responsible for:

Quality checking and monitoring
Internal breach management
Leading FCA reporting
Complaint handling
Some internal audit duties
General compliance duties

The Person

The Ideal Person For This Role Will

Have a background in compliance
Have a background in wealth management/pensions/legal OR a background in CDD/KYC

Package

£35K base salary

Attractive Pension

Private medical

Other Attractive Benefits

To understand more about this fantastic career opportunity, please apply here today

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