Job Description
Job Opportunity: Compliance Manager – Investment Management
An exciting opportunity has arisen for a Compliance Manager to join a global investment management firm. This role sits within the Compliance Advisory team, supporting a wider Compliance function, and will focus on providing expert compliance advice and guidance primarily within Private Markets.
This is a dynamic and commercially focused role that combines advisory, training, stakeholder engagement, and conduct risk management to help the business meet its regulatory obligations effectively and efficiently.
Key Responsibilities:
1. Deliver high-quality, risk-based compliance advisory support across one or more asset classes or business areas.
2. Monitor, analyse and interpret emerging regulations, ensuring timely business readiness and regulatory compliance.
3. Develop strong partnerships with internal stakeholders, providing clear, pragmatic, and commercially sound compliance advice.
4. Contribute to strategic discussions and projects, ensuring regulatory and conduct risk factors are fully considered.
5. Provide training, create policies and procedures, and support business understanding of compliance obligations.
6. Produce and maintain accurate compliance metrics and reports.
7. Actively support the development of a strong compliance cultur...