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Authorisations caseworker

Southampton
Permanent
Hays Construction And Property
£30,000 a year
Posted: 19 August
Offer description

Financial Services Case Worker - Southampton, £30,000 Your new company You’ll be joining a well-established and respected financial services organisation with a strong focus on regulatory excellence and adviser support. The company is known for its collaborative culture, commitment to innovation, and dedication to maintaining a safe and compliant environment for its clients and partners. Your new role Location: Southampton or Home-based (UK) Hours: 35 or 40 hours per week Contract: Permanent As an Authorisations Caseworker, you’ll play a key role in the onboarding process for new financial advisers and firms. You’ll be responsible for conducting thorough due diligence checks, verifying identity, employment history, financial stability, and more - to ensure applicants meet regulatory and business standards. You’ll also manage applications for regulatory authorisation and make decisions based on internal business criteria. This is a front-line role that directly supports business growth while maintaining high standards of compliance and professionalism. This role can be considered as a remote option for the right candidate. What you'll need to succeed To thrive in this role, you’ll need: Experience in Financial Services and FCA Regulatory environments A professional and welcoming approach to stakeholder engagement An inquisitive mindset and a risk-based approach to decision-making Strong organisational skills and the ability to manage workloads under pressure Confidence in communicating with stakeholders and supporting team members A proactive attitude toward change and technology Proficiency in Microsoft Excel and Word What you'll get in return This role offers a competitive benefit package, including: Holiday: 26 days (182 hours) Performance Incentive Scheme Pension Scheme: Non-contributory with options to enhance Private Medical Insurance: Single cover with upgrade options Life Assurance: 4x your salary Income Protection: 75% of salary after 26 weeks of absence Flexible Benefits: Customisable options via salary deduction What you need to do now If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career. 4713243

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