Regulatory Compliance Manager - Mortgages
Regulatory Compliance Manager - Mortgages
Get AI-powered advice on this job and more exclusive features.
Direct message the job poster from Broadgate
Helping organisations build teams across - Enterprise risk, Operational Risk, Operational Resilience
Regulatory Compliance Manager (Mortgages) - £90,000-£100,000 + benefits
An opportunity has come up to join one of the UK's fastest growing Banks. This is an excellent opportunity for someone with a proven background of delivering regulatory compliance to step up in to a leadership role, or a proven leader to further enhance their career.
We are partnering with a UK-based specialist banking client to appoint a Regulatory Compliance Lead into their second line of defence function. This is a high-profile opportunity for a senior compliance professional to shape regulatory policy, lead horizon scanning, and act as a key liaison between the business and regulatory bodies.
This role will suit an individual with strong FCA/PRA regulatory knowledge, excellent communication skills, and experience working within a regulated environment—particularly within retail banking, mortgages, or financial services. Leadership experience and commercial awareness are essential, as this role involves significant interaction with senior stakeholders and executive management.
Key Responsibilities
* Lead the Regulatory Policy and Advisory function within the Compliance team
* Conduct regulatory horizon scanning and assess the potential impact of new regulations and policy changes
* Translate regulatory requirements (FCA/PRA) into actionable internal policies, ensuring they are fit for purpose
* Act as the compliance lead for Senior Managers & Certification Regime (SMCR), working in partnership with HR
* Provide timely advice and regulatory guidance to business units across the organisation, including on financial promotions
* Oversee the development and maintenance of the compliance monitoring plan
* Respond to regulatory communications and data requests from the FCA and PRA
* Develop strategic compliance plans and drive senior-level engagement in regulatory risk
* Interact directly with the Group Executive Committee and other SMF role holders
* Act as a mentor and leader to one direct report (Analyst level), while supporting wider compliance initiatives
* Strong experience within a regulated financial services environment
* In-depth understanding of UK regulatory frameworks including FCA and PRA regimes
* Demonstrated leadership and stakeholder engagement capabilities
* Ability to interpret and apply complex regulatory requirements (e.g. Consumer Duty, TCF, SMCR)
* High attention to detail and professional problem-solving approach
* Skilled in drafting regulatory policy and managing external regulatory communications
* Confident using Microsoft Excel, PowerPoint, and compliance tools
* Able to self-teach and research emerging regulatory changes independently
Preferred Qualifications & Experience
* Experience with both regulated and unregulated mortgage products
* Prior exposure to quality assurance or compliance testing in banking/financial services
Seniority level
* Seniority level
Not Applicable
Employment type
* Employment type
Full-time
Job function
* Job function
Finance
* Industries
Banking
Referrals increase your chances of interviewing at Broadgate by 2x
Sign in to set job alerts for “Regulatory Compliance Manager” roles.
Compliance and Governance Officer, UK & Lloyd’s
London, England, United Kingdom 1 week ago
London, England, United Kingdom 2 weeks ago
London, England, United Kingdom 1 week ago
Senior Compliance Manager - Lloyd's Managing Agent
London, England, United Kingdom 1 day ago
London, England, United Kingdom 6 days ago
London, England, United Kingdom 2 weeks ago
London, England, United Kingdom 5 days ago
Regulatory Compliance Manager (FinTech:PI/EMI)
London, England, United Kingdom 6 days ago
Associate Manager, Compliance - London COE
London, England, United Kingdom 2 weeks ago
Manager, Compliance Operations, London COE
London, England, United Kingdom 2 weeks ago
London, England, United Kingdom 3 weeks ago
Regulatory Compliance Manager, Amazon Payments UK (Compliance)
London, England, United Kingdom 1 week ago
Financial Crime Compliance Manager - DMLRO
London, England, United Kingdom 3 months ago
London, England, United Kingdom 2 weeks ago
UK Senior Regulatory Compliance Manager - Equals Group
London, England, United Kingdom 1 month ago
London, England, United Kingdom 2 months ago
London, England, United Kingdom 3 weeks ago
Compliance Manager - Rapidly Expanding Hedge Fund
Greater London, England, United Kingdom 4 days ago
City Of London, England, United Kingdom 3 weeks ago
Slough, England, United Kingdom 4 days ago
London, England, United Kingdom 1 week ago
Senior Compliance Manager - Compliance Oversight
London, England, United Kingdom 2 weeks ago
London, England, United Kingdom 20 hours ago
City Of London, England, United Kingdom £70,000.00-£80,000.00 1 week ago
London, England, United Kingdom 2 weeks ago
We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr