Middlemore are currently partnering with a boutique Wealth Management firm to help support the appointment of a Head of Risk & Compliance to manage our clients Risk and Compliance function.
The role will be responsible for providing an effective 2nd line compliance, financial crime and risk management framework. The role will be a strategic advisor to the CEO and other members of the Executive and business unit heads
You’ll Design and implement risk and compliance strategy aligned to business strategy and risk and appetite whilst providing assurance to relevant Group Boards, Risk, and Audit Committees and other key Stakeholders.
You’ll Lead, shape and develop the compliance and risk teams and the individuals within it; ensuring that all activities remain aligned to the needs and strategies of the business and that a coherent succession plan is in place
You’ll be responsible for developing the Group Risk and Compliance board packs and present to the relevant boards on a regular basis
You will have proven leadership experience and a desire to push you career forward in a growing business.
Previous experience as a Head of Risk and compliance in wealth or asset management or, as a minimum, Senior Risk Officer who has managed the risk and compliance function for at least 3 years
Experience of working directly with regulatory bodies
Salary between £160-200k + attractive bonus structure
~ Employment type Full-time
Job function Finance, Accounting/Auditing, and General Business
Industries Financial Services, Banking, and Accounting
Sign in to set job alerts for “Head Risk Compliance” roles.
Head of Risk & Compliance (FinTech, EMI)
Head of Governance, Risk and Compliance - Info Sec - 12 Month FTC
Head of Financial Crime Prevention, London / Belfast.
Head of Product Risk and Compliance, Latin America, Middle East and Africa
Head of Compliance - International Credit & Fraud Risk and Global Credit and Fraud Operations
Compliance AML Head of Risk Frameworks & Reporting
Head of Conduct Risk, Financial Crime and Compliance Frameworks.
Head of Risk - Expanding Hedge Fund - Lucrative comp potential
Global Head of Credit Risk Management Services
Head of Lending & Financing Risk Technology
We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#