Do you have a strong understanding of FCA regulations and a passion for maintaining high compliance standards?
Are you looking for an opportunity to make a tangible impact within a respected financial services firm?
Our client, a highly regarded financial services firm, is seeking a Compliance Analyst to join their Retail Compliance team on a 6-month fixed-term contract, based in Witney. Reporting directly to the Head of Compliance, this role offers the opportunity to support and strengthen the firm’s compliance framework while working alongside a professional, collaborative team.
Key Responsibilities
* Deliver tasks under the Compliance Monitoring Programme.
* Maintain effective controls to manage compliance risks.
* Monitor business activity and elevate any control weaknesses.
* Track regulatory updates and assess their impact.
* Investigate and report breaches, ensuring timely resolution.
* Provide compliance guidance and training to staff.
* Assist with client complaints in line with FCA requirements.
* Support improvements to compliance systems and processes.
* Maintain and enhance the Compliance Procedures Manual.
* Recommend control and process enhancements.
* Support training initiatives and promote the compliance culture.
* Uphold confidentiality and professional standards.
* Ensure adherence to FCA, AML, and Data Protection requirements.
* Maintain accurate and up-to-date compliance records.
* Use company IT systems effectively.
* Work collaboratively to foster a positive compliance culture.
Key Skills & Experience
* Experience in a previous or current compliance role is desirable.
* Strong understanding of FCA regulations and UK financial services operations.
* Excellent communication, analytical, and organisational skills.
* Proficiency in Microsoft Office.
* Degree-level education and/or relevant industry qualification desirable.
* Strong regulatory awareness with the ability to work accurately under pressure.
* Commitment to ongoing professional development and CPD.
Personal Attributes
* Professional, diligent, and detail-oriented.
* Proactive with a solutions-driven mindset.
* Confident communicator, both written and verbal.
* Able to build strong working relationships across all levels.
* Adaptable and resilient in a fast-paced, evolving regulatory environment.
* Uphold confidentiality and ethical standards at all times.
Additional Information
* 6-month fixed-term position.
* Monday Friday, full-time, office-based in Witney.
* Ongoing professional development and internal training provided.
* Competitive salary and access to staff wellbeing initiatives.
To express interest in this promising role, kindly forward your latest CV, detailing your present or most recent remuneration package and any notice period you might have. For a discreet, detailed discussion about the role, you can contact Shanelle Bowyer.
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