Job Description
A fantastic opportunity has arisen for an experienced Compliance Manager to join a growing commercial finance company based in Wakefield.
This business has built a strong reputation for providing tailored funding solutions to SMEs and mid-market clients across the UK, and as they continue to expand, they’re looking to strengthen their governance and compliance function.
The Role;
As Compliance Manager, you will take ownership of the company's compliance framework, ensuring all processes, systems, and practices meet regulatory and internal standards. This is a hands-on role where you’ll be responsible for overseeing day-to-day compliance activities while also supporting strategic projects that drive continuous improvement and operational excellence.
Your work will play a key role in maintaining the firm’s integrity, reputation, and adherence to FCA guidelines and internal governance policies.
Key Responsibilities;
1. Manage and develop the company’s compliance monitoring framework to ensure all activities are conducted in line with FCA and company regulations.
2. Conduct regular compliance checks, audits, and risk assessments across all business areas.
3. Produce accurate and insightful compliance reports for senior management and external stakeholders.
4. Oversee and maintain a...