Compliance Officer - Multi Strat Hedge Fund, Plymouth
Coopman Search and Selection is partnering with a top-tier multi-strat hedge fund with approximately $3 billion AUM, seeking to hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst.
This role involves supporting the global compliance program, providing capacity for daily compliance activities.
Key Responsibilities:
* Establishing training programs to ensure effective training and development
* Managing the routine compliance monitoring program
* Conducting market abuse monitoring, including detailed trade reviews
* Researching new and emerging legal and regulatory areas
* Maintaining compliance registers (personal trading, breaches, errors, incidents, gifts, entertainment)
* Overseeing restricted lists and sanctions monitoring
* Providing compliance reports to the fund's board and clients
* Reviewing and approving marketing materials, advising on marketing rules across jurisdictions
* Managing regulatory reporting and staff attestations
Experience Required:
* 4-8 years in financial services, preferably within a hedge fund or asset management
* Generalist compliance experience
* Strong knowledge of FCA & SEC regulations
* Familiarity with fund structures such as UCITS, Cayman funds, and managed accounts
* High energy, drive for excellence, stamina, and ability to thrive in a fast-paced environment
For a confidential discussion or more information, please contact [emailprotected]
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