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Interim compliance lead - ftc - wealth management

London
Michael Page Sales
Wealth manager
Posted: 9h ago
Offer description

The Interim Compliance Lead will oversee compliance activities within the Risk & Compliance department, ensuring adherence to regulatory requirements in the financial services industry. This role is a fixed-term contract and requires a detail-oriented professional with expertise in compliance management. Client Details The client is a well-established UK Wealth Management firm, focused on retail savings and investments products. Description Good understanding of UK financial services regulation, with a focus on Financial Planning and Wealth Management regulations. Experience with financial planning and / or investment advice to retail customers would be beneficial. A strong understanding of regulatory and conduct risk management practices in financial services, and what it means to deliver good customer outcomes. Commercially sensitive and pragmatic, with the ability to take a risk-based approach on decisions that impact the business. Confident in voicing an opinion Excellent interpersonal, influencing and communication skills, including the ability to explain requirements in straightforward/ practical terms. Solution and delivery focused, with high energy and drive, and ability to deliver through others. Must be able to build strong relationships with key stakeholders. Profile A successful Interim Compliance Lead - FTC should have: Proven experience in compliance management, preferably within the financial servi...

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