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Compliance manager - regulatory affairs

London
Lorien Resourcing
Compliance manager
Posted: 8 December
Offer description

Location: London

Sector: Investment Banking

Model: 2-3 days a week in the London office

Duration: 6 months contract INSIDE IR35 (view to extend)

Job Purpose

Provide interim cover and expertise to the UK Regulatory Affairs team, which serves as the key interface for UK CIB Compliance regarding regulatory updates from Legal as part of the Reg Watch framework, or other sources.
Lead and maintain the regulatory affairs framework for Compliance, establish necessary processes, engage stakeholders, and actively contribute to relevant discussions.

Provide advice on regulatory matters and interpretation of regulations, engaging with subject matter experts as required.

Identify, assess, advise and report on emerging compliance risks impacted by regulatory developments.
Co-ordinate with CIB UK policy owners and subject matter experts so that policies and procedures are aligned with regulatory developments.

Core accountabilities of role

* Work effectively with Legal and other key stakeholders, contributing to the CIB UK Regulatory Watch framework.
* Supplement the Legal-led Regulatory Watch by monitoring Compliance related changes to industry codes of conduct, standards, enforcements, and Supervisor reviews that impact the UK
* Participate in, contribute to, or lead, as appro...

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