Meraki Talent is working with an investment management firm to support them in recruiting a Senior Compliance Policy Officer. This is a permanent, Leeds-based role, with three days a week in the office and two days working from home. It offers an excellent opportunity to join an established organisation and have a direct impact on the business.
Location: Leeds
Salary: up to £60, + Bonus + Benefits.
Role Responsibilities
●Act as the policy subject matter expert and provide regulatory advice to the business.
●Own and maintain the firm's compliance policy framework.
●Lead regulatory horizon scanning and anticipate upcoming regulatory developments.
●Provide updates and regulatory impact assessments to the Director of Regulation.
●Proactively engage with internal and external stakeholders to support a strong compliance culture.
Candidate Profile
●CISI Level 3 is essential; CISI Level 6 or currently studying is desirable.
●3+ years' experience in a wealth or investment management environment.
●Ability to advise executive board members and senior leadership.
●Strong knowledge of MiFID II, MAR, SMCR, and AML.
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