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Head of conduct regulation (operations) – 28652

Stratford-upon-avon
The Emerald
Posted: 22h ago
Offer description

Overview

Key Duties (Including but not limited to):

* Shaping regulatory strategy – Define and develop the FCA Conduct Regulation and Financial Crime strategy in collaboration with the Head of Compliance and Risk Director.
* Regulatory guidance – Provide expert interpretation of FCA regulations, ensuring the business remains compliant and up to date with market practices.
* Stakeholder management – Act as the primary point of contact for the FCA, coordinating regulatory interactions and ensuring successful outcomes.
* Governance and oversight – Lead compliance consultancy and financial crime planning, reporting, and assurance to support business risk management and decision-making.

Qualifications required:

* Professional qualification in a relevant discipline (e.g., Chartered Insurance Institute (ACII), Financial Crime Diploma).

Experience required:

* Significant Senior Management experience in a regulatory or compliance role within financial services/insurance.
* Extensive knowledge of FCA Conduct Regulation and compliance best practices, across general insurance and financial services.
* Experience in financial crime prevention and risk management within insurance or financial services.
* Ability to interpret and apply FCA Handbook requirements to business operations.
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