Job Description
12 MTH COMPLIANCE CONTRACT – AML EXPERIENCE REQUIRED
£45K - £65K + benefits COVENTRY (HYBRID)
Ref:4146D
Our client, a professional services firm, is looking to fill a maternity cover. Duties will include
1. Design, implement, and maintain an effective compliance program that aligns with industry standards and regulatory requirements. This includes creating policies, procedures, and controls to address key compliance areas, with a clear ‘compliance calendar’ to ensure necessary reviews and actions are scheduled.Taking responsibility for full compliance, advising Senior Management of measures to be taken in relation to relevant above compliance legislation, and be responsible for implementing changes and requirements.
2. Stay up-to-date with relevant laws, regulations, and industry best practices. Assess the impact of regulatory changes on the firm and recommend necessary adjustments to ensure compliance. Monitor compliance with applicable regulations and maintain appropriate documentation.
3. Develop and enforce internal policies and procedures to ensure adherence across the firm. Conduct regular internal audits (which will be submitted to the partners) and reviews to assess compliance with internal policies and identify areas for improvement. Provide training and guidance to employe...