An excellent opportunity with a West Midlands independent financial advice firm looking to recruit a Compliance Manager / Head. This role will support day to day compliance function, FCA liaison, line of sight to T&C operations and responsible for quality assurance/ file review team. This position will not require SMF16/17 functions and will benefit from the the support of a 3rd party compliance service provider. My client has an excellent reputation as a long standing IFA business providing client centric financial planning services and committed to being a people focused organisation. Highlights include: Be an integral part of a well-established directly authorised Financial Services firm Enjoy day-to-day autonomy with full support from leadership team. Open to an experienced or aspiring compliance manager seeking a development pathway to Head of Compliance. Receive excellent 121 mentorship and training from leadership team. Package based on experience and development needs with suggested salary guide of £40-65k. Hybrid working. Candidate requirements: This opportunity is ideally suited to a candidate from a similar background or individuals with technical skills gained as a Paraplanner or File Review Specialist keen to progress this area. It is essential to have worked in a Financial Adviser office involved with pensions and investment planning. Diploma Level 4 essential