Job Description:
This role focuses on delivering robust financial reporting and governance while supporting FCA compliance, particularly within the scope of CASS5 procedures.
The ideal candidate will have experience in data consolidation, trend analysis, and performance monitoring, as well as strong organisational and time management skills and a proactive attitude.
Main Responsibilities:
1. CASS5 Governance:
* Ensure compliance with FCA CASS5 rules and procedures across the organisation.
* Provide expert guidance to internal teams to enhance understanding and implementation of CASS5 governance.
* Regularly review and refine internal processes to maintain regulatory compliance.
2. Statistical Reporting and Data Consolidation:
* Consolidate diverse sets of systems data into a unified, actionable view.
* Use advanced statistical analysis to identify trends and deliver insights on performance.
* Design and present high-quality statistical reports to stakeholders for decision-making.
3. FCA Reporting:
* Take a lead role in preparing and submitting FCA reports within the required deadlines.
* Develop and enhance internal reporting efficiencies, reducing submission time and errors.
* Collaborate with stakeholders to consolidate reports across the group's regulated entities.
4. Team Support and Development:
* Collaborate closely with teams to ensure alignment with regulatory and financial goals.
* Support colleagues entering the organisation via the apprenticeship learning route.
* Develop and maintain curated learning pathways to upskill team members, fostering career progression and compliance expertise.
5. Performance Monitoring and Efficiency Enhancement:
* Internal Audit / Quarterly testing of controls to ensure the teams are operating effectively and compliantly.
* Actively monitor performance metrics to identify and address areas for improvement.
* Partner with cross-functional teams to streamline workflows and enhance reporting capabilities.