Quick Registration First Name * Last Name * e-mail * Phone * Sector Location
Underwriting Operations Assistant. to £29,000This
Compliance Administrator. to £35,000This leading
Underwriting Operations Assistant. to £29,000This
Date: 12 Sep 2023
Sector: ADMINISTRATION
Type: Permanent
Location: London
Salary: £30000 - 35000 per annum
Email: brian@taylorjamesresourcing.com
Ref: BT932
Compliance Administrator. to £35,000
This leading accountants and consultants have an excellent reputation and offer a dynamic, progressive and friendly environment.
The are now looking for a candidate with some exposure to compliance work to join their compliance team and help provide specialist guidance, client onboarding and support the implementation of policies and processes that are reflective of the firm’s regulatory and legislative environment
Duties:
Analysing data from the AML database and the firm’s practice management database using Excel.
Performing checks which may involve reviewing Companies House filings, running PEP and sanctions checks and other electronic reports, then analysing the results.
Updating the AML database once the appropriate checks have been performed.
Working alongside the Technology team to help integrate a proposed new digital onboarding solution into current working processes and assisting with the future integration of new systems.
Running the digital onboarding solution, including sending out identification links and collecting the required information.
Onboarding new clients accurately and in a timely manner and reviewing existing clients, ensuring client records are updated and supporting documentation is suitable and filed correctly within the AML database.
Setting up clients on the practice management database, ensuring agreed procedures are adhered to including, but not limited to, anti‐money laundering procedures.
Collating data from different sources and systems, liaising with the Technology team to help improve systems and processes to ensure efficiency.
Working with the Technology team to ensure security and GDPR compliance.
Supporting the Compliance Team with general administrative duties and managing the team’s time to increase efficiency.
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