Job Description
Direct Commercial are an award-winning commercial motor insurer entering an exciting period of growth. We are looking for a Compliance Admin Assistant based in or around Chelmsford to join our existing Compliance team. We are fully office based at our Chelmsford office.
Business management responsibilities:
* Adhere to Company Policies and Procedures at all times
* Undertake all activities in a professional and ethical manner
* Attend and actively participate in internal meetings (as required)
Individual Conduct Rules:
1. To act with integrity.
2. To act with due care, skill and diligence.
Role Overview & Responsibilities:
1. Active involvement in DCL’s ongoing compliance function including monitoring upcoming regulatory changes and the annual review of DCL’s policies and procedures;
2. Develop (over time) an understanding of FCA regulation and its application to UK insurance firms;
3. Assist with the administration of DCL’s Complaints Handling process;
4. Develop an understanding of the FCA’s Complaint Handling rules (DISP rules);
5. Develop an understanding of the Senior Managers and Certification Regime (SMCR);
6. Assist with oversight of any changes to Company stationery/e-mail footers in lin...