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Training and Competence Supervisor (Investment Professionals), Glasgow
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Client:
Royal Bank of Canada>
Location:
Glasgow, United Kingdom
Job Category:
Other
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EU work permit required:
Yes
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Job Reference:
907329d2f258
Job Views:
6
Posted:
25.08.2025
Expiry Date:
09.10.2025
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Job Description:
Job Summary
Job Description
What is the opportunity?
Wealth Management Europe's existing Training and Competence team has implemented a centralized supervisory structure to enhance adviser capacity and performance. The successful candidate will be part of the national supervisory team providing oversight, risk analysis, and developmental support to advisers.
As a Supervisor, you will manage advisers’ ongoing competency under SMCR, through observations, 1:1s, coaching, feedback, and data analysis, escalating risks as needed. The role primarily supports Portfolio Managers, Intermediary Investment Managers, and some regulated employees in our Central investment and Research teams.
This role supports advisors across the UK and Channel Islands. Applicants should be within a commutable distance to an office in our network and able to travel as required.
What will you do?
Supervise portfolio management roles, analysts, and research teams.
Engage with investment committees to understand strategic asset allocation decisions.
Collaborate with line managers to set goals, develop performance and risk management plans, and support improvement initiatives.
Make competency decisions, follow up on actions, identify root causes, and recommend systemic changes when necessary.
Build relationships and provide expert advice on adviser competency and development.
Communicate with stakeholders about adviser performance, trends, and data insights.
Identify development opportunities across the network and collaborate with training teams.
Manage your supervision activities proactively, ensuring regulatory compliance.
Promote high standards, accountability, and best practices among Certified Persons.
Analyze data to identify patterns, investigate root causes, and advise on remedial actions.
Maintain a mindset of continuous improvement, understanding root causes, and mitigating risks.
What do you need to succeed?
Must-have qualifications:
* CISI Certificate in Investment Management / IMC or equivalent qualification.
* Maintain competence as a Supervisor with up-to-date CPD.
* Strong knowledge of investment instruments, asset allocation, portfolio construction, and risk management.
* Experience in supervising or portfolio management, providing technical guidance.
* Understanding of FCA T&C handbook and regulatory environment.
* Ability to apply FCA guidance confidently across situations.
* Strong business awareness and strategic focus.
* Excellent data analysis skills to identify trends and patterns.
* Effective communication skills at all organizational levels.
What is in it for you?
We foster growth, collaboration, and making a positive impact. Leadership supports your development, and you will work with top professionals in the field. You can make a lasting difference in a dynamic team.
Agency Notice
RBC Group does not accept unsolicited agency resumés. Please do not forward resumés to employees or other locations. Contact our Recruitment team for agency engagement details.
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Job Skills
Business Case Design, Client Counseling, Customer Success, Data Gathering & Analysis, Decision Making, Problem Solving, Solution Evaluation, Storytelling, Time Management, Training Needs Analysis (TNA)
Additional Job Details
Address: 12 SMITHFIELD STREET, LONDON
City: London
Country: United Kingdom
Work hours/week: 35
Employment Type: Full time
Platform: WEALTH MANAGEMENT
Job Type: Regular
Pay Type: Salaried
Posted Date: 2025-07-30
Application Deadline: 2025-08-31
Note: Applications accepted until 11:59 PM the day before the deadline.
Inclusion and Equal Opportunity Employment
RBC values diversity and inclusion, fostering a respectful workplace that supports all employees' growth and collaboration. We are committed to providing opportunities for everyone.
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