Currently working with a Commercial Bank who are looking for a Compliance Manager to join their Compliance function based in London. This role aids the Head of Compliance (SMF16) in providing a proactive and timely delivery of compliance activities across the Bank, including the provision of compliance monitoring reviews, regulatory advice, training and other compliance outputs as required.
Key Responsibilities:
* Implement the Bank’s Compliance Monitoring framework, processes and procedures in line with industry and regulatory standards and the Bank’s risk appetite.
* Collate all required compliance Management Information (MI) relating to monitoring and regulation and analyse trends and issues to provide information and assurance to key internal governance forums.
* Maintain the Conflicts of Interest and Gifts and Entertainment Registers
Key Requirements:
* Demonstrable experience in a Compliance or Audit related role within financial services
* Experience in Compliance Monitoring activity
* In depth regulatory knowledge of FCA regulation affecting the Bank, including knowledge of the FCA Consumer Duty.