We are supporting a boutique investment bank with the hiring of an experienced compliance associate who will become an integral part of the team in London.
This role would initially be on a 12 months FTC, however there is a possibility for it to go permanent for the right candidate.
The role
* Deliver compliance monitoring and identify control gaps, driving remediation
* Review personal account dealing, gifts and hospitality, and outside business activity requests
* Manage regulatory onboarding and annual certification processes
* Prepare and submit regulatory reports, ensuring accuracy and timeliness
* Conduct KYC/AML client onboarding checks
* Monitor electronic communications and escalate material concerns
* Maintain compliance registers and management information
* Support regulatory change initiatives and compliance system enhancements
* Deliver compliance training and manage ad hoc advisory matters
About You
* 2+ years in a generalist compliance role
* Proficient with system enhancements and implementations
* Highly organised with excellent communication skills